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Regulation NMS
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#	Item
671	SR-BYX-2012-0xx Exhibit 5 Page 41 of 44 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-14 19:25:57 Marketing Financial economics Investment Financial markets Order Regulation NMS Uptick rule Short Price Business Stock market Pricing
672	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]February 2, 2009 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposal to Eliminate the Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-02-02 16:04:51 Economy of the United States Financial markets Investment United States securities law 73rd United States Congress Chicago Board Options Exchange Regulation NMS Securities Exchange Act NYSE Euronext Financial economics United States Securities and Exchange Commission Finance
673	Notice of Filing and Immediate Effectiveness of the Fifteenth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-23 10:24:50 Financial economics United States securities law Computer networking Consolidated Tape Association National market system plan Securities Exchange Act CTA Regulation NMS Financial system Financial markets United States Securities and Exchange Commission Self-regulatory organizations
674	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]July 22, 2009 Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change Relating to Exchange Rules Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-07-23 12:49:11 Finance United States Securities and Exchange Commission Self-regulatory organizations Stock market Regulation NMS Order NASDAQ Philadelphia Stock Exchange Options Clearing Corporation Financial economics Financial markets Investment
675	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-01 16:29:58 Securities Exchange Act Regulation NMS New York Stock Exchange Economy of the United States Self-regulatory organizations Financial economics United States Chicago Stock Exchange United States Securities and Exchange Commission United States securities law 73rd United States Congress
676	Notice of Filing of a National Market System Plan to Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-05-26 07:39:10 Investment United States Securities and Exchange Commission Stock market Self-regulatory organizations Regulation NMS Chicago Stock Exchange Order Securities Exchange Act New York Stock Exchange Financial economics Financial markets Economy of the United States
677	Amendment No. 1 to the Options Price Protection and LockedICrossed Market Plan; Implementation Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-05 17:04:25 Stock market Investment Finance Regulation NMS Options Price Reporting Authority 73rd United States Congress United States securities law Securities Exchange Act Order United States Securities and Exchange Commission Financial economics Financial markets
678	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-01 14:41:38 Investment Financial markets Business Regulation NMS 73rd United States Congress United States securities law Securities Exchange Act Order National Market System Stock market United States Securities and Exchange Commission Financial economics
679	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-21 13:21:03 Securities Exchange Act Regulation NMS Financial regulation U.S. Securities and Exchange Commission New York Stock Exchange Self-regulatory organization Financial system Financial economics United States Securities and Exchange Commission United States securities law 73rd United States Congress
680	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-05 09:39:46 Chicago Board Options Exchange Economy of the United States Option Finance Securities Exchange Act Regulation NMS United States Securities and Exchange Commission Financial economics Investment

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